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Reliance Securities, Rs and SEBI
SEBI Imposes Rs 9 Lakh Fine On Reliance Securities For Violating Market Norms
The Securities and Exchange Board of India (SEBI) has imposed a Rs 9 lakh fine on Reliance Securities for violating market norms and stockbroker regulations. The penalty follows inspections by the NSE and BSE,
SEBI Imposes ₹9 Lakh Penalty On Reliance Securities For Violating Market Norms, Inadequate Record-Keeping
The capital market regulator Securities and Exchange Board of India (SEBI) has imposed Rs 9 lakh monetary penalty on Reliance Securities for “flouting market norms” and stock broker rules. The market regulator's order came after National Stock Exchange (NSE) and Bombay Stock Exchange (BSE) carried out a thematic onsite inspection of the books of
Sebi Fines Reliance Securities Rs 9 Lakh for Norms Breach
Sebi has penalized Reliance Securities Rs 9 lakh for violating market norms and stock broker rules. The regulator found multiple violations including non-maintenance of client order records and lack of segregation at shared offices.
Sebi Imposes Rs 9 Lakh Penalty on Reliance Securities for Breaching Market Norms
Sebi has fined Reliance Securities Rs 9 lakh for violating market norms during an inspection from April 2022 to December 2023.
SEBI Levies Fine Of ₹9 Lakh On Reliance Securities After NSE & BSE Scrutinise Broking Arm's Record Books
Reliance Securities Ltd. (RSL) has been fined for Rs 9 lakh by the Securities and Exchange Board of India (SEBI) for allegedly breaking stockbroker and market standards. The order comes after the National Stock Exchange (NSE) and Bombay Stock Exchange (BSE) carried out a thorough inspection.
SEBI imposes ₹9 lakh penalty on Reliance Securities for breaching market, stock broker norms
SEBI's order came after NSE and BSE conducted a thematic onsite inspection of the books of accounts, records, and other documents of authorised persons of Reliance Securities Ltd
Sebi Slaps Rs 9 Lakh Fine on Reliance Securities for Violating Market Norms
Sebi fined Reliance Securities Rs 9 lakh for violations found during an inspection from April 2022 to December 2023. The infractions included inadequate order-recording systems, unauthorised terminal use,
Sebi penalises Reliance Securities for breach of norms
Capital markets regulator Sebi on Friday slapped a monetary penalty of Rs 9 lakh on Reliance Securities for flouting market norms as well as stock brokers rules
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1d
NSE down? BSE to the rescue! SEBI announces backup plan
The decision comes after SEBI held discussions with both exchanges regarding their roles in this new arrangement. The NSE and ...
1d
Dissent at SEBI once again? Officials reportedly express displeasure over external candidate for ED
Shikha Gupta, former head of taxation at Hindustan Unilever Ltd (HUL), is likely to be appointed as Executive Director (ED) ...
frontline.thehindu
1d
SEBI’s great surrender
Total Energies halts investments, multiple countries cancel deals, and rating agencies downgrade outlook as bribery ...
cnbctv18
1d
Companies to soon face tighter KPI disclosure norms as SEBI mulls review of rules
Sources familiar with the development say that the aim of the capital market watchdog is to strengthen the KPI disclosure ...
1d
SEBI’s expert panel explores suitability framework for F&O trading: Sources
According to one source, who was part of earlier discussions on plans to slow down the F&O frenzy, “The working group will ...
2d
on MSN
Sebi orders NSE, BSE to act as alternative trading venue on outage on one exchange
Indian market regulator today gave its go ahead to NSE and BSE to act as alternative trading venue at the time of outage on ...
1d
on MSN
Amid Madhabi Buch row, SEBI officials revolt against appointment of external ED
Amidst the firestorm of allegations against SEBI Chairperson Madhabi Puri Buch, a new top-level appointment at India's ...
2d
Sebi announces interoperability for stock exchanges for business continuity
The Securities and Exchange Board of India (Sebi) on Thursday announced the interoperability of stock exchanges to ensure ...
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