From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...
Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...
ATHENS, Ala. (WHNT) — Officials with the United States Department of Justice say an Athens man was arrested Thursday for a January hack of the Securities and Exchange Commission (SEC ...
A motion filed earlier this week rejected several of Kraken’s defenses and complained that the exchange was "trying to ...
U.S. industry and other groups have sued to overturn rules adopted under Securities and Exchange Commission (SEC) Chair Gary ...
The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...
"We have the right amount of capital and the right institutional backing, so we're starting in a great position," the CEO ...
When U.S. corporations are accused of establishing monopolies or misleading investors, attorneys specializing in antitrust and securities law step in to settle the score. In one recent high ...
The U.S. Supreme Court is set to consider bids by two tech giants - Meta's Facebook and Nvidia - to fend off federal securities fraud lawsuits in separate cases that could make it harder for private ...
Two JPMorgan Chase & Co. subsidiaries agreed to pay more than $151 million to settle a series of Securities and Exchange Commission claims faulting how they handled clients’ money, disclosed ...
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