A $642.50 deli platter ended up costing JPMorgan Chase $4.25 million. A Wall Street arbitration panel ordered the banking ...

Veteran banker Brent Bodner awarded $4.25 million claimed he was wrongfully fired over a disputed $642.50 deli platter ...

The firm claimed the $642 platter was served at a personal Super Bowl party — not a legitimate business event.

The Financial Industries Regulatory Authority (FINRA) has created a parallel universe for handling disputes outside of the regular court system. It’s a bit like a sci-fi heroine finding herself in an ...

A FINRA arbitration panel sided with a former wealth manager fired over a $642 deli platter and a disputed client event.

The firm reached a confidential agreement with the Jannetti family in its case involving a $133 million FINRA arbitration ...

The Securities Industry and Financial Markets Association (SIFMA) is urging the Financial Industry Regulatory Authority to change termination reporting and create tougher arbitration standards to ...

Investor advocates are up in arms about a FINRA rule change they contend could prevent aggrieved brokerage clients from getting a fair hearing before their peers. Processing Content The Financial ...

A group of attorneys representing investors is leveling criticism at the Financial Industry Regulatory Authority’s arbitration system, accusing the self-regulatory agency of allowing its member ...

Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...