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Laws in the United States, the United Kingdom and India require the disclosure of CEO-to-employee pay ratios (or CEO pay ...

Elsewhere, executive chairman William P. Lauder’s total pay package is set to come in at $6.9 million, down from $7.8 million ...

In a notice published on Sept. 20, the U.S. Securities and Exchange Commission (SEC) approved Nasdaq's request to list and ...

Regulatory Uncertainty: India’s regulatory landscape for cryptocurrencies has been fluctuating. While the government has taken steps to regulate the industry, there’s still some uncertainty. P2P ...

The U.S. Securities and Exchange Commission has approved listing and trading of options for asset manager BlackRock's spot ...

A "biblically responsible" investment adviser agreed to pay $300,000 and hire an independent compliance consultant to settle ...

The Commission charged the municipal advisors with recordkeeping failures stemming from use of unmonitored communications, ...

Historically, the Securities and Exchange Commission has fiercely protects the rights of retail investors, and is constantly ...

A Macquarie Group investment adviser has agreed to pay $79.8 million to settle charges in connection with overvaluing ...

First Horizon Advisors pays $325K civil penalty to settle SEC charges for Reg BI violations in recommending structured notes, ...

Some 12 municipal advisors agreed to pay combined civil penalties of more than $1.3M to settle the U.S. Securities and ...