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Shared prosperity and CEO pay ratios
Laws in the United States, the United Kingdom and India require the disclosure of CEO-to-employee pay ratios (or CEO pay ...
Payment for order flow is the practice of market makers paying a commission to brokers for sending trades to them.
In a notice published on Sept. 20, the U.S. Securities and Exchange Commission (SEC) approved Nasdaq's request to list and ...
Regulatory Uncertainty: India’s regulatory landscape for cryptocurrencies has been fluctuating. While the government has taken steps to regulate the industry, there’s still some uncertainty. P2P ...
The U.S. Securities and Exchange Commission has approved listing and trading of options for asset manager BlackRock's spot ...
A "biblically responsible" investment adviser agreed to pay $300,000 and hire an independent compliance consultant to settle ...
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The Commission charged the municipal advisors with recordkeeping failures stemming from use of unmonitored communications, ...
Historically, the Securities and Exchange Commission has fiercely protects the rights of retail investors, and is constantly ...
a cross-border payments app serving over five million users across Africa and its diaspora, has been granted a broker-dealer license by Ghana’s Securities and Exchange Commission (SEC).