Payment for order flow is the practice of market makers paying a commission to brokers for sending trades to them.

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A Macquarie Group investment adviser has agreed to pay $79.8 million to settle charges in connection with overvaluing ...

First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it ...

In a notice published on Sept. 20, the U.S. Securities and Exchange Commission (SEC) approved Nasdaq's request to list and ...

The U.S. Securities and Exchange Commission has approved listing and trading of options for asset manager BlackRock's spot ...

Some 12 municipal advisors agreed to pay combined civil penalties of more than $1.3M to settle the U.S. Securities and ...

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Regulatory Uncertainty: India’s regulatory landscape for cryptocurrencies has been fluctuating. While the government has taken steps to regulate the industry, there’s still some uncertainty. P2P ...

The latest executive pay packages at The Estée Lauder Cos., owner of Clinique, MAC Cosmetics, Tom Ford and many more brands, ...

The Securities and Exchange Commission (SEC) on Tuesday announced that Deere & Company has agreed to pay nearly $10 million ...