The firm announced that Raymond James & Associates has added veteran financial advisor Terrence “Terry” Medley to its San ...
The move into Raymond James’ independent advisor channel is one of several across the industry Monday, including an advisor ...
Raymond James has landed three Utah financial advisors who previously managed about $1 billion in client assets at Zions Bank and LPL Financial, according to a press release.
Two Mississippi financial advisors have jumped to Raymond James’ employee advisor channel from LPL Financial, where they managed more than $360 million in client assets, according to a press release.
Raymond James will pay over $1.9 million to settle FINRA allegations that it failed to properly report written customer complaints to regulators for years. Regulations require firms like Raymond ...
A nearly $2 million fine amounts to hardly anything for a company the size of Raymond James. But that's not the eye-popping part of the larger broker-dealer's recent settlement with the Financial ...