Payment for order flow is the practice of market makers paying a commission to brokers for sending trades to them.

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A "biblically responsible" investment adviser agreed to pay $300,000 and hire an independent compliance consultant to settle ...

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A Macquarie Group investment adviser has agreed to pay $79.8 million to settle charges in connection with overvaluing ...

First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it ...

In a notice published on Sept. 20, the U.S. Securities and Exchange Commission (SEC) approved Nasdaq's request to list and ...

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Some 12 municipal advisors agreed to pay combined civil penalties of more than $1.3M to settle the U.S. Securities and ...

The latest executive pay packages at The Estée Lauder Cos., owner of Clinique, MAC Cosmetics, Tom Ford and many more brands, ...

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The Securities and Exchange Commission (SEC) on Tuesday announced that Deere & Company has agreed to pay nearly $10 million ...