Invesco Advisors agreed to pay $17.5 million to the Securities and Exchange Commission (SEC) to settle allegations ... To ...

Klarna, which is known for its popular “buy now, pay later” business, has filed IPO documents with the U.S. Securities and ...

Affiliates of the Wall Street giant have agreed to pay civil penalties and voluntary payments to investors for failures in ...

Klarna said the date of its IPO is subject to market conditions and an SEC review, and that it has not yet determined the ...

Swedish buy now, pay later (BNPL) startup Klarna is on its way to becoming a public company. The fintech said on Wednesday ...

J.P. Morgan Securities and J.P. Morgan Investment were accused of misleading customers with inaccurate disclosures, breaching ...

Cryptocurrency exchange Crypto.com has announced the acquisition of Watchdog Capital, a broker-dealer registered with the ...

TWO JPMorgan Chase & Co. subsidiaries agreed to pay more than US$151 million to settle a series of Securities and Exchange ...

Asset manager 21Shares has applied for U.S. approval to launch a spot XRP exchange-traded fund (ETF), filing with the ...

The SEC charges J.P. Morgan Securities ... with the SEC encompasses both penalties and payments to investors. The U.S. Securities and Exchange Commission (SEC) announced Thursday that it has ...

Morgan Stanley reported this week that a state securities regulator has been seeking information from the firm.