On October 21, 2024, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) released its ...

From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

In what sounded awfully close to a farewell speech, Gensler made only passing reference to his most controversial disclosure ...

Donald Trump has promised to fire Gary Gensler on Jan. 20. Meanwhile, the SEC Chair continues pushing the commission’s ...

Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

"While the issues of what's in the best interest of an investor will continue to be important, we won't see as much energy ...

On Nov. 13, the United States Securities and Exchange Commission approved the exchange’s application to list on the Nasdaq.

The Justice Department indicted the chief executive of a data-center company Wednesday over an allegedly fake data-center audit used to win business with the U.S. Securities and Exchange Commission.

The FBI arrested an Alabama man Thursday in connection with the January hack of the Securities and Exchange Commission’s (SEC) account on social platform X that briefly caused the price of ...